Individual Wealth Management
Institutional Asset Management
Capturing profitable market share is the kernel to value creation in public equity. Companies’ ability to take share is becoming increasingly reliant upon harnessing insights from data.
After a thorough assessment of company fundamentals, we allocate capital to issuers via dynamic position sizing that reflects our relative conviction.
With backgrounds from a multibillion-dollar pension fund, our portfolio managers have a deep understanding of the importance of risk management. This is the key to maximizing odds of repeatability across various market backdrops.
Our external communication and marketing is a natural byproduct of portfolio management.
Frank is a reformed broker, reborn through the use of automation and technology to help improve client outcomes. He believes most clients are intelligent enough to control their financial destiny, with transparency being the only impediment. He has made transparency one of the primary tenets of SWS.
Phil is a transformed attorney who has utilized his background to build a multidisciplinary career in financial services. He believes that emphasizing the application of technology illuminates one of the remaining components of value in the industry: the advice. He has made technology one of the primary tenets of SWS.
Mike is the lead portfolio manager for the SWS Growth Equity strategy. With experience on both the buy and sells sides, Mike brings institutional research and portfolio management framework to SWS Partners.
Mike believes in leveraging new technologies across every facet of firm operations. It’s a core tenet to the firm’s investment operations and the investment processes underlying all internally managed strategies. He has helped shape the SWS investment framework to embrace the disruptive capabilities of deploying technology to create value for clients.
Kurt is an accomplished portfolio manager leveraging experience on the buy-side and in risk management to bring an institutional research and portfolio management framework to SWS Partners.
Kurt believes in focusing equally on a quantitative and qualitative approach to help benefit clients. At SWS, Kurt streamlines the investment process through technology and automation, while focusing on companies that leverage their technology to create value for shareholders.
Tad knows a certain art and expertise is required for the sophisticated financial planning his clients desire. That’s why Tad’s deliberate approach serves the uniquely wealthy clients of SWS. His career has been built on financial planning intended for a clientele with high standards seeking a partner that understands their unique needs and growth goals.