Exclusive insights.
Transparent outcomes.

Modern investment advisors focused on contemporary financial management and planning.

Individual Wealth Management

Designed to meet the complex wealth management needs of a select group of uniquely wealthy individuals through personalized and collaborative financial planning.

Tactical Portfolios

We craft individually managed tactical portfolios.

Client portfolios are constructed from ETFs, private equity, and individual equities to amplify the impact of investment opportunities.

Dedicated Access

You are a valued client of the firm.

Collaborate with a team of professionals whose complementary skills, consistent
communication and market access are dedicated to your success.

Transparent Reporting

We give you access to transparent investment reporting.

We centralize your financial information and reporting in a single place with a complete view of all accounts and assets, no matter the asset class, to make the best possible decisions for your wealth.

Collaborative Advising

We collaborate with your legal and tax advisors.

We work with and can recommend professionals who assist with estate and trust planning, insurance, banking, and alternative investments.

Institutional Asset Management

Engaging with endowments, family offices, pensions, foundations, and other exclusive institutions, we allow clients to see clearly in an ever-changing market.

 

We seek to amplify the impact of their portfolios through a rigorous investment process, overlaid with institutional-grade premium risk management.

Investment Philosophy

Capturing profitable market share is the kernel to value creation in public equity. Companies’ ability to take share is becoming increasingly reliant upon harnessing insights from data.

SWS Institutional’s investment process is engineered to capture the market’s inefficiency of pricing these outcomes in the public equity market.

Portfolio Construction

After a thorough assessment of company fundamentals, we allocate capital to issuers via dynamic position sizing that reflects our relative conviction.

We continually calibrate our fundamental theses in light of new data, allowing for consummate adaptability.

Risk Management

With backgrounds from a multibillion-dollar pension fund, our portfolio managers have a deep understanding of the importance of risk management. This is the key to maximizing odds of repeatability across various market backdrops.

By harnessing the explanatory power of risk management, our goal is to make all sources of relative return to be the direct result of risk factor expression.

Informed Research

Our external communication and marketing is a natural byproduct of portfolio management.

We look to extract insights that assist in informing our client base.

Personalized advising requires an active and ongoing dialogue.

We leverage the experience of our team and our clients so that investment strategies evolve to meet their needs. No matter how the market moves, we are prepared to navigate it together.

Explore SWS Institutional

Our team is equipped to help you navigate market movement through calm and challenging times.

Frank Parker

Founder, Managing Partner

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Frank Parker
Founder, Managing Partner

A broker reformed

Frank is a reformed broker, reborn through the use of automation and technology to help improve client outcomes. He believes most clients are intelligent enough to control their financial destiny, with transparency being the only impediment. He has made transparency one of the primary tenets of SWS.

  • 18-year veteran of investment management industry
  • Focuses on portfolio forensics for uniquely wealthy individuals, endowments and foundations
Philip Kessler, JD

Founder, Managing Partner

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Philip Kessler, JD
Founder, Managing Partner

An attorney transformed

Phil is a transformed attorney who has utilized his background to build a multidisciplinary career in financial services. He believes that emphasizing the application of technology illuminates one of the remaining components of value in the industry: the advice. He has made technology one of the primary tenets of SWS.

  • 23-year veteran of the investment management industry
  • Focuses on succession planning and private investments for the uniquely wealthy, family offices, endowments, and foundations
Michael Parker, CFA®

Partner, Chief Investment Officer

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Michael Parker, CFA®
Partner, Chief Investment Officer

A financial technologist

Mike is the lead portfolio manager for the SWS Growth Equity strategy. With experience on both the buy and sells sides, Mike brings institutional research and portfolio management framework to SWS Partners.

Mike believes in leveraging new technologies across every facet of firm operations. It’s a core tenet to the firm’s investment operations and the investment processes underlying all internally managed strategies. He has helped shape the SWS investment framework to embrace the disruptive capabilities of deploying technology to create value for clients.

  • 23-years of investment experience, most recently as a portfolio manager for $4 billion of actively managed equities at Ohio Public Employees Retirement System (OPERS)
  • Focuses on both asset management and asset allocation for institutions, endowments, foundations, and the uniquely wealthy
  • Holds his CFA charter as a member of the CFA Institute
Kurt Grove, CFA®

Partner, Portfolio Manager

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Kurt Grove, CFA®
Partner, Portfolio Manager

A meticulous risk assessor

Kurt is an accomplished portfolio manager leveraging experience on the buy-side and in risk management to bring an institutional research and portfolio management framework to SWS Partners.

Kurt believes in focusing equally on a quantitative and qualitative approach to help benefit clients. At SWS, Kurt streamlines the investment process through technology and automation, while focusing on companies that leverage their technology to create value for shareholders.

  • 10 years of experience, most recently as an analyst of active long-only US equities at Ohio Public Employees Retirement System (OPERS)
  • Focuses on both asset management and asset allocation for institutions, endowments, foundations, and the uniquely wealthy
  • Holds his CFA charter as a member of the CFA Institute
Kristin Prieur

Chief Compliance Officer

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Kristin Prieur
Chief Compliance Officer

Kristin began her journey in financial services and compliance more than 20 years ago. She has worked in operations, marketing, trading, and portfolio management at RIA firms. In time, she found her true niche in regulatory management, serving as CCO for several independent RIAs prior to SWS Partners.

  • Kristin holds the FINRA Series 66 license, as well as the IACCP, CRPC, and AAMS designations
  • An advocate for social justice and women’s empowerment, serving on several boards that support these causes
  • A registered yoga teacher and in her spare time enjoys sharing her love of ashtanga and vinyasa with her students.
Noah Chelovitz

Associate Financial Planner

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Noah Chelovitz
Associate Financial Planner

Noah joins us from Charles Schwab, where he served as a Financial Services Representative for 2.5 years. During this time, he refined his client service skills and developed a strong commitment to becoming a Certified Financial Planner. Noah brings a deep understanding of Schwab’s systems and procedures, enabling him to support the SWS team in delivering an impactful and seamless client experience. He is currently working toward achieving the CFP™ designation.

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